Medical Hypotheses Volume 59, Issue 6, 12 November 2002, Pages 727-735
Unconscious Amygdalar Fear Conditioning in a Subset of Chronic Fatigue
Syndrome Patients.
Ashok Gupta MA (Cantab), MSc
University of Cambridge
SUMMARY: I propose here a novel hypothesis
for Chronic Fatigue Syndrome (ME/CFS). ME/CFS may be a neurophysiological
disorder focusing on the amygdala. During a "traumatic" neurological
event often involving acute psychological stress combined
with a viral infection or other chemical or physiological
stressor, a conditioned network or "cell assembly" may be
created in the amygdala. The unconscious amygdala may become
conditioned to be chronically sensitised to negative symptoms
arising from the body. Negative signals from the viscera or
physiological, chemical and dietary stressors, become conditioned
stimuli, and the conditioned response is a chronic sympathetic
outpouring from the amygdala via various brain pathways including
the hypothalamus.
This cell assembly then produces the ME/CFS vicious circle,
where an unconscious negative reaction to symptoms causes
immune reactivation/dysfunction, chronic sympathetic stimulation
leading to sympathetic dysfunction, mental and physical exhaustion,
and a host of other distressing symptoms and secondary complications.
And these are exactly the symptoms that the amygdala and associated
limbic structures are trained to monitor and respond to, perpetuating
a vicious circle. Recovery from ME/CFS may involve projections
from the medial prefrontal cortex to the amygdala, to control
the amygdala's expressions.
Email: info@cfsrecovery.com
Web: www.cfsrecovery.com
I shall firstly discuss predisposing, precipitating, and
perpetuating factors involved in the possible etiology of
chronic fatigue syndrome (ME/CFS), followed by the patient's
experience of the illness. Finally, I shall look at a suggested
explanation for the symptoms of ME/CFS.
PREDISPOSING FACTORS
Much of the literature identifies personality characteristics
pertinent to ME/CFS. I would argue that whilst anyone can develop
ME/CFS, there is a tendency for patients to be more prone to
stress and anxiety. Certain personality types can be prone
to overworking, and may spend little time relaxing. Over long
periods of time, higher plasma levels of catecholamines are
present.
There may also be some genetic factors to consider, and panic
disorder has been identified as the having the highest rate
of familial comorbidity in ME/CFS1 . The combination of personality,
long term elevated stress levels, and genetics are risk factors
for ME/CFS, but the development of ME/CFS may tend to require a
combination of precipitating factors.
PRECIPITATING FACTORS
Many ME/CFS patients generally recall a period of acute psychological
stress (or "life event") which seemed to accompany the onset
of the illness, combined with a viral infection. Etiological
studies on viral illnesses have shown that they have widespread
neurological and physiological effects on the body, and can
act as an added bodily stressor. The effectiveness of the
immune system is generally lowered during stress, and therefore
the viral illness is likely to be more severe and prolonged.
About a quarter of patients develop ME/CFS without recalling
a specific viral trigger. In fact, for some the onset is related
to inoculations, exposure to pesticides, toxins, etc. However,
ME/CFS may not necessarily require a virus to trigger the illness.
Any physical or chemical stressor on the body which occurs
while the mind is experiencing acute psychological stress,
may potentially trigger ME/CFS.
Recent research into the neuroscience of emotion by Professor
Joseph Ledoux2 has implicated the amygdala in fear responses,
stress and anxiety disorders. The amygdala operates at an
unconscious level and has two roles. Firstly it determines
whether immediately present stimuli pose a threat to well-being.
Secondly, if the stimuli are negative, the amygdala must "orchestrate
behavioural responses and associated autonomic and endocrine
reactions that increase the likelihood of surviving that danger"3
. During the period of stress before the onset of the illness
therefore, I hypothesise that the amygdala is highly aroused
(in association with many other limbic brain structures),
and the amygdala mediates this emotional response, stimulating
the "freeze, fight or flight" response via the hypothalamus
and other brain pathways.
Whilst the psychological stress is being experienced, there
are physical symptoms which are being endured simultaneously.
The physical symptoms may derive from the following sources:
1. The symptoms of an overactive sympathetic
nervous system in response to psychological stress
2. The effects of a viral infection acting on a weakened immune
system
3. The effects of an active immune system (which itself produces
symptoms of general weakness)
4. Potentially also a prolonged period of post-viral fatigue
(Patients who do not recall a specific viral or other environmental/pharmacological
trigger may experience 1. as the main source of negative bodily
symptoms).
From this point onwards, there may be other etiologies in
heterogeneous subgroups of ME/CFS patients which proceed. However,
I believe that there is a significant subset of ME/CFS patients
for which the following etiology unfolds.
The amygdala plays an important role in assigning affective
significance to any cognitive or sensory input, and this includes
negative somatic signals from the viscera. For instance, Ketterer
et. al.(1996)4 found increased blood flow in the amygdala in
response to pharmacological elicitors of negative effect,
and this underlines that the amygdala operates at an unconscious
level. The amygdala can detect any psychological, pharmacological,
or visceral stimulus of negative effect which may pose even
minor danger to a person. Recent work has implicated the basal
ganglia (of which the amygdala is a sub-structure) in the
processing of noxious (and non-noxious) somatosensory processing,
including nociception and pain (Chudler and Dong 19955 ).
According to Ledoux, subcortical thalamo-amygdala pathways
are often used to decide what is of affective significance,
and these pathways are "quick and dirty", i.e. they are not
accurate in describing what is actually the source of danger.
Therefore, fear and anxiety can generalise unconsciously.
This explains how being "stressed" about one particular stimulus
can make us generally more stressed about other things. As
Ledoux comments6 ,
"…a neutral stimulus…that occurs in the presence of a
"trauma" will acquire the capacity to elicit fear reactions,
and that phobias are nothing more than fear (anxiety) that
has been conditioned to some otherwise meaningless event"
When the amygdala is at a heightened state of arousal during
a period of anxiety, it may be prone to "learning" new sensitivities.
The limbic structures gradually attribute the source of the
danger to the physical symptoms the body is experiencing,
as well as the external source of the psychological stress,
and this is reinforced through conscious thought processes
described below. The amygdala is becoming conditioned to implicitly
be highly sensitised to any negative physical symptoms arising
from the body. The immune system is less effective in dealing
with the virus during stress, and hence the episode of "Pavlovian
fear conditioning" occurs over a prolonged period of time.
The amygdala has been strongly implicated in unconscious fear
conditioning which can occur in phobias and other anxiety
disorders7 .
The above effects tend to occur mainly at an unconscious
level. The following process operating consciously may also
contribute to fear conditioning. Acute psychological stress
brings on feelings of anxiety and vulnerability, and this
makes the person feel increasingly vulnerable to negative
bodily symptoms, which seem more noxious and troublesome given
the intense emotional arousal. Certain personality characteristics
may contribute to this bodily introspection. The person may
begin to monitor the body for the symptoms of stress and the
virus in anticipatory concern, especially given the prolonged
nature of the illness, and the person's urgency to return
to full health in order to deal with the source of the psychological
stress. Areas of the prefrontal cortex, orbital cortex and
the anterior cingulate are involved in attention to dangerous
or negative stimuli8 . There may be associated anxieties about
the prolonged length of the period of post-viral fatigue,
and anticipatory concern about long-term illness. These concerns
contribute to fear conditioning in the amygdala. It is important
to bear in mind that fear conditioning can occur whilst the
person still has the viral illness (or other physical stressor),
and/or even once the viral illness has passed during a period
of post-viral fatigue.
The release of noradrenaline and adrenaline via the stress
response affects the formation of memories in various parts
of the brain including the amygdala and the hippocampus. Adrenaline
indirectly "stamps" and strengthens memories in the amygdale
via the viscera, meaning that if the same stimuli present
themselves again, the amygdala can recognise them and react
to them - an "emotional memory"9 . It is thought that learning
through association of co-occurring events may be due to "long-term
potentiation" (LTP), where synaptic strength between co-firing
neurones increases after brief but repetitive stimulation.
Activation of NMDA receptors is thought to be involved in
the mechanism of this process of forming associations between
stimuli.
During neurological learning, conditioning increases the
functional interaction between neurones so that the likelihood
that two cells will fire at the same time in the future dramatically
increases. This can create "cell assemblies" or conditioned
networks in the lateral nucleus of the amygdala, which means
that a given input will produce a larger output10,11,12. (As
Ledoux notes, the concept of "cell assemblies" is still hypothetical,
although it fits very closely to laboratory observations and
is a likely process). As above, the amygdala has become conditioned
to believe that negative symptoms from the viscera are "dangerous".
In the future, a detection of negative bodily symptoms by
the amygdala via the thalamus will elicit a stress response
which is out of keeping with the danger the symptoms actually
present. Figure 1 shows the formation of a cell assembly:

This cell assembly represents the neurological activities
which were occurring during the "traumatic" learning period,
and it is the intense emotional arousal which facilitates
such strong plasticity encouraging neurological learning.
In the future, any inputs as described in Figure 1 which occurred
during conditioning trigger the cell assembly, which produces
a conditioned output or response that was also associated
with the learning period. After even a few stimulations, the
output will be much stronger for a given input. This cell
assembly is particularly resistant to "extinction", which
is the process involved in reprogramming the amygdala. This
means that once conditioning occurs, the "hard-wiring" may
stay with a person for life, and for some patients, the amygdala's
expressions can only be regulated rather than fully extinguished13
. Complete extinction resistant plasticity may represent extreme
long-term morbidity.
On the right in Figure 1, I have labelled a potential output
as the "stress signature". Given that during the fear conditioning
period, the immune response may have been activated (with
or without conscious awareness of an external pathogen), the
neurones involved in immune activation may be re-triggered
in the future as part of the conditioned response, causing
a unique immuno-response in each patient - the "Stress Signature".
This effect may occur to differing intensities in each patient
dependent on a number of other factors to be identified. The
amygdala has strong interconnections with the hypothalamus,
which itself is implicated in activation of the immune system
in association with the pituitary gland.
Pavlovian immune system conditioning in association with stress
pathways is not a new concept (Ader)14 . Psychologists Robert Ader
and Nicholas Cohen were the first to demonstrate this effect in
rats in 1974.
PERPETUATING FACTORS
Once sensitisation or "fear conditioning" has occurred, a
vicious circle is produced. Negative bodily symptoms in the
future act as conditioned stimuli for the unconditioned stimulus
of being in the throes of a debilitating illness. The thalamo-amygdala
pathway takes on the role of monitoring the body for these
negative stimuli, and there is consistent evidence of increased
blood flow in the thalamus15 . The amygdala drives arousal systems
which keep brain cortical networks that are processing the
stimuli in a state of hypersensitivity. Dopamine has a role
to play in riveting attention to the source of the danger.
This explains the hyper-vigilance or "symptom monitoring"
observed in some patients. Furthermore, the more the amygdala
becomes stimulated into action, the more its initiated stress
response stimulates and arouses itself, prolonging the entire
response. This process is facilitated by glutamate-containing
excitatory neurones in the amygdala, but may be moderated
by GABA inhibitory neurones in the amygdala. Figure 2 illustrates
the ME/CFS vicious circle:

Once any symptoms of ME/CFS are detected by the thalamus as
on the right, information is passed directly to the amygdala,
as well as the cortex. The amygdala implicitly remembers that
the symptoms are of affective significance, and explicit emotionally
charged memories are retrieved from the hippocampus and other
memory centres to justify this conclusion. Information about
symptoms is also transferred to the cortex. The cortex is
"arrested" or "emotionally hijacked" by the amygdala, which
can regulate the inputs which the cortex receives. Areas of
the prefrontal cortex and anterior cingulate may be involved
in continuous attentional processing of these stimuli, which
makes it difficult for a patient to shift their attention
to other stimuli. The patient simply has to consciously believe
that the symptoms are negative or of concern, and this message
is enough of a confirmation response for the amygdala. Given
the debilitating nature of the illness, it is no surprise
that patients are concerned or anxious about the symptoms.
The amygdala then orchestrates a chronic stress response via
the conditioned network which is out of keeping with the very
minor danger which the symptoms might pose to the patient.
The amygdala has strong projections to the hypothalamus to
stimulate sympathetic (and parasympathetic) stimulation, as
well as other brain structures normally involved in sensitisation
responses. The observed over-activity of the sympathetic nervous
system leading to sympathetic dysfunction is a key marker
of this process. The chronic long-term stress response becomes
pathological to the body, and contributes to the myriad of
different symptoms and secondary illnesses observed in patients,
of which fatigue is but one.
Whilst a stress response in itself could not cause such severe
symptoms, a continuous unremitting sympathetic stimulation
will eventually lead to mental and physical exhaustion with
glandular depletion, as well as secondary abnormalities in
bodily systems. And it is exactly these symptoms to which
the patient has become sensitised to, increasing the distress
associated with the entire morbid experience. A patient's
heightened perception of the symptoms, and increased symptoms
in response to effort, can further contribute to avoidance
behaviour and symptom distress. On an anecdotal level, continued
stimulation of an exhausted mind and body to an "always-present
danger" is likely to lead to various complications, and chronic
suffering.
Any external stressor, based on an individual's individual
sensitivities, has the ability to trigger or reinforce the
ME/CFS vicious circle, making it more difficult to recover. On-going
psychological, pharmacological, dietary or environmental stressors
may now have the ability to increase chronic stress to levels
out of proportion to the danger these stimuli actually present,
given the excitatory state of the amygdala, reinforcing the
vicious circle. In fact, it may be exactly these triggers
which a patient attributes the illness to. Furthermore, every
time the vicious circle is initiated, it further ingrains
the unconscious sensitisation to symptoms into the amygdala
and associated emotional memory centres such as the hippocampus,
making it far more difficult to moderate the amygdala's expressions
in the future.
There may be an added idiosyncrasy to the conditioned responses
initiated. Individual patients' conditioned response may mimic
the response initiated during the "traumatic" period of learning
in response to the conditioned stimuli, which may involve
a reactivation of certain aspects of the immune system16, or
stress signature as mentioned earlier. Alternatively, there
may be a host of other reasons for the observed immune abnormalities,
as there is a whole literature in psychoneuroimmunology emphasising
the close links between stress and immune function. Stress
hormones and neurotransmitters are well known to have complex
and wide-ranging effects on the immune system . The levels
of these chemicals may in themselves be unique to each patient,
depending on the level of glandular depletion and/or adaptation
in stress systems to chronic stimulation.
THE PATIENT'S EXPERIENCE OF THE
ILLNESS Patients are far more sophisticated in
their mental approach to their illness than this hypothesis
may convey, and the role of conditioned and unconditioned
stimuli may seem over-simplistic. There are a wide variety
of coping strategies and belief mechanisms which operate.
Patients are also heterogeneous in terms of the amount of
overlapping psychiatric morbidity, with some patients suffering
severe depression or anxiety, and some exhibiting few signs
of this at all. However, I believe that the patient is "in
the grip of" a predominantly unconscious process over which
they have little control, and which they are not necessarily
aware of. Differing cognitive approaches to dealing with the
illness may have only modest effects, unless the approach
is specifically involved in the reprogramming of the amygdala's
conditioned responses.
Whilst patients may question the direct causal link between
concern about their symptoms and symptom perpetuation, the
whole process eventually occurs automatically, and a patient
is not consciously aware of it until he or she feels concern
or worry about the symptoms. Figure 3 shows how any level
of concern about symptoms can lead to symptoms perpetuation:

Moreover, concern about symptoms is governed by previous
memories of the illness. The amygdala retrieves memories mainly
from the hippocampus, and the cortex also retrieves memories
from other memory centres such as the temporal lobe. Cortical
memory systems are reshuffled so that knowledge and memories
most relevant to ME/CFS will be recalled, taking precedence over
other less relevant strands of thought. Therefore, the response
from the cortex to the amygdala becomes automatic, with little
conscious control once powerful unconscious emotional memory
centres have been stimulated. Figure 4, based on Ledoux's
work, shows how immediate conscious experience within areas
of the prefrontal cortex are affected:

(Based on a diagram reproduced by the
kind permission of Weidenfeld and Nicolson from Ledoux, J (1998)
The Emotional Brain p204) Conscious experience during
symptoms involves detection of symptoms from the sensory cortex,
as well as arousal by the amygdala and the hippocampus17 . The
amygdala arrests the cortex because of the negative salience
of the symptoms. The hippocampus brings back explicit emotionally
charged memories of the last time the symptoms were encountered,
and how the person felt, and what emotional response was initiated.
This diagram shows that it is little wonder that a patient's
concern about symptoms can occasionally turn into full-blown
anxiety about symptoms, given the arousal from unconscious
brain structures. However, once again I wish to underline
that any negative thoughts or memories about symptoms is enough
to trigger the amygdala's chronic outpourings18 , and the more
anxious a patient is about the symptoms, the stronger the
response will be. Interestingly, there is evidence in studies
showing that patients may acknowledge persistent stress as
a possible cause of on-going fatigue19 .
WHAT IS NEW ABOUT THIS HYPOTHESIS?
Previously conditioned fear responses have mainly been thought
of in terms of external stimuli, with a notable exceptions
being panic disorder20,21 , and tinnitus. However, the amygdala,
which mediates fear mechanisms in the brain, receives direct
projections from the sensory thalamus, which monitors the
entire viscera, as well as receiving information about the
outside world from the senses. Therefore, it is not inconceivable
that sensitised responses to bodily events can be "learned"
by the amygdala
The conditioned fear mechanism described is not to be confused
with
Hypochondriasis, which is a fear that one might be suffering
from a serious disease. Patients are already aware that they
probably suffer from ME/CFS.
Somatisation disorder - "the expression of personal and
social distress in an idiom of bodily complaints with medical
help seeking". Although the etiology described above may have
some minor links to somatisation, they are very different
illnesses, and ME/CFS in the context of fear conditioning deserves
a whole new classification
Unhelpful beliefs about the illness - Fear conditioning
represents a deep-seated unconscious fear of symptoms, and
unhelpful beliefs are an output rather than an input to the
illness.
A fear conditioning model for tinnitus is now acknowledged
in the literature as a likely etiology22,23 . Although tinnitus
is a very different physiological illness to ME/CFS, the evidence
points to the ease with which conditioned sensitisation can
occur in response to bodily signals.
EXPLANATION OF THE SYMPTOMATOLOGY
OF ME/CFS Several commentators have argued that
a chronic stress response could act as a final common pathway
for ME/CFS. Prolonged stress is known to have pathogenic effects
on the body, and the stress response affects every organ and
system in the body. This leads to a wide-ranging number of
chronic symptoms, which can differ, from patient to patient
depending on individual sensitivities, leading to the observation
that ME/CFS may form a heterogeneous group. The neurophysiology
described may then cause secondary abnormalities in other
systems such as the immune system and the digestive system,
which further exacerbate symptoms, and lead practitioners
to observe these various abnormalities in patients. Furthermore,
the continual stress response may eventually lead to glandular
depletion and eventually adaptation, where the body adapts
to over-stimulation. This may make it difficult to pinpoint
sympathetic activity. Continual mental and physical tension
with intrusive negative thoughts about a patient's state of
health causes interrupted sleep patterns, which may contribute
to the general exhaustion experienced, with patients not experiencing
refreshing sleep. In fact, there is evidence of disturbed
circardian sleep/temperature rhythms24 .
Whilst the symptomatology may exhibit some similarities to
that observed in major affective disorder, physiological morbidity
may be far worse, given that ME/CFS patients cannot engage in
avoidance to the same extent that anxiety patients can. The
stress response is continuous and unremitting, and such a
chronic response may cause the secondary abnormalities which
may or may not be observed in patients suffering from psychiatric
disorders. This may characterise ME/CFS as a unique illness in
terms of patient experiences, e.g. secondary allergies and
sensitivities, with immune system abnormalities.
The literature on ME/CFS and immunity is complex, and there
are numerous observations of abnormalities found in patients,
some of them contradictory. I hypothesise that there may be
two contrasting processes occurring that may account for some
of these observations, which may differ from patient to patient.
Firstly, the conditioned response may re-trigger certain aspects
of the immune system due to the "stress signature" hypothesis
expressed earlier. For instance, there may be certain aspects
of an over-active immune response which may contribute to
symptoms such as fever, and sore throats and glands (e.g.
effects of cytokines). Secondly, it has been known for many
decades that chronic stress decreases the effectiveness of
the immune system, as research within disciplines such as
psychoneuroimmunology exemplifies. For instance, there is
evidence of significant suppression of natural killer cell
activity in ME/CFS patients, but this has also been linked to
a person's reaction to emotional stress25 . These co-occurring
processes unique to each patient may help to explain the immune
abnormalities observed.
The observed downgrading of the Hypothalamic-Pituitary-Adrenal
(HPA) axis in response to stress (lower response to CRF and
lower circulating levels of cortisol), may be due to adaptation
in systems to chronic stimulation. It may be due to enhanced
sensitivity of the HPA feedback mechanism with increased hippocampal
inhibition, and is also seen in some patients suffering from
Post-Traumatic Stress Disorder26, which is another chronic stress
disorder . This means that when a patient tries to engage
in activity, the body feels too exhausted to cope with the
rigours of life. HPA abnormalities themselves may also have
a function in stimulating aspects of the immune system.
Intolerance to alcohol has often been cited as a characteristic
marker of ME/CFS. Much medical research demonstrates that alcohol
actually induces the stress response by stimulating hormone
release via the hypothalamus27,28. This is exactly the response
which the amygdala is conditioned to respond to, causing further
symptoms. Furthermore, in ME/CFS this reaction may malfunction
due to a downgraded HPA axis and other hormonal abnormalities
as a result of the stress response, causing increased sensitivity
to alcohol.
Identifying the exact nature of muscle aches and fatigue
can be problematic. However, a hypothesis can be made. Actual
muscular fatigue may be caused by continuous tension leading
to fatigue. Prolonged tension is initiated and maintained
by the freeze, fight, or flight response, as the muscles are
primed for reaction to dangerous stimuli. Adrenaline is particularly
potent in maintaining muscle contraction29 , and the amygdala
also projects to the reticulopontis caudalis, the fibres of
the central gray, and corpus striatum, which all play a role
in tightening muscle groups in response to fearful stimuli
(the "freeze" response). Continuous muscle tension may cause
the chemicals of fatigue such as lactic acid to temporarily
accumulate and disperse, but lead researchers to find few
physical abnormalities in the muscles. Continuous tension
may cause secondary abnormalities in muscles, which require
further definition The muscle de-conditioning which some researchers
have identified may be an added factor rather than the central
cause of fatigue.
A stress response causes vasoconstriction except in those
vessels supplying the heart and the limbs, where vessels actually
dilate. Over a prolonged period of time, this effect may cause
gravitational venous pooling in the legs, which can contribute
to the observed orthostatic intolerance and general weakness
experienced30 .
Generalised anxiety and depression may be overlapping psychiatric
conditions which occur in ME/CFS, but are a result of the actual
underlying fear conditioning which causes an increase in the
excitatory level of the amygdala, rather than the original
cause of the illness. They may further contribute to symptoms
themselves, given that fatigue is also characteristic of these
illnesses. General avoidance behaviour may increase the perceived
effort of tasks in the future, further ingraining fear of
activity into the amygdala's and hippocampus' circuitry. Therefore,
a routine task in the future may have the ability to elicit
an ultimately exhausting sympathetic response which is out
of keeping with the actual effort involved.
There may be various reasons for cognitive impairment seen
in patients. The hippocampus can become damaged during a chronic
stress response, and no longer is able to fulfil its role
in short-term memory retrieval. Studies have shown that a
brief period of stress can disrupt spatial memory in rats
and interfere with long-term potentiation in the hippocampus31
.Therefore, the formation of new memories in the hippocampus
may be inhibited32 . General concentration and attentional deficits
may be due to mental exhaustion after short periods of continual
stimulation. Concentrating on external stimuli for long periods
of time may be difficult as cortical memory systems are reshuffled
so that knowledge and memories most relevant to ME/CFS will be
recalled, taking precedence over other less relevant strands
of thought.
CONSEQUENCES FOR PATIENT RECOVERY
Recovery is likely to involve two distinct processes.
Firstly symptoms resulting from secondary illnesses such as
digestive problems need to be addressed initially. Once symptoms
have moderated, further recovery may involve the amygdala's
expression of danger becoming regulated by the cortex, or
more specifically the medial prefrontal cortex, in a process
called "extinction". It may be particularly difficult to regulate
ingrained fear of stimuli which are continually present (i.e.
the symptoms of ME/CFS), and patients cannot simply be told to
try and not think about or worry about symptoms at a cognitive
level, because the cortex is continually arrested and fear
processing mainly occurs unconsciously. New therapies may
be required which may be distinct to received wisdom in this
area, and further research is required to test the validity
of new therapies resulting from this hypothesis.
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www.cfsrecovery.com
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